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FCA Statement

City AM Update

HSBC Article

FT Advisor

The Markets in Financial Instruments Directive is the EU legislation that regulates firms who provide services to clients linked to ‘financial instruments’ (shares, bonds, units in collective investment schemes and derivatives), and the venues where those instruments are traded.
The changes are currently set to take effect from 3 January 2018, with the new legislation being known as MiFID II

This Policy Statement affects a wide range of firms that the FCA authorise and recognise, particularly investment banks.
Firms affected include:
  • interdealer brokers
  • firms engaging in algorithmic and high-frequency trading
  • trading venues including regulated markets, multilateral trading facilities, and prospective organised trading facilities
  • prospective data reporting service providers
  • investment managers
  • stockbrokers
  • investment advisers
  • corporate finance firms and venture capital firms

London Head Office


60 Cannon Street, London EC4N 6NP UK
Phone: 0207 7807010

Shenfield Office Address


1st Floor Hunter House, 150 Hutton Road, Shenfield, Essex CM15 8NL
Phone: 01277 283320

Regional Office Numbers

London 0207 7807010
Manchester 0161 2417706
Birmingham 0121 2702479
Bristol 0117 3700575
Edinburgh 0131 2024926
Shenfield 01277 283320
Local 0345 8733110

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